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  • The Sign of Four - Applying Sherlock Holmes' Methods to Modern Corporate Compliance

    The Sign of Four - Applying Sherlock Holmes' Methods to Modern Corporate Compliance
    2025/06/09
    In this new season of Adventures in Compliance, host Tom Fox takes a deep dive into the Sherlock Holmes novels. Over this season I will take a deep dive into each novel over a four part series. The four novels we will consider from the ethics and compliance perspective are A Study in Scarlet, The Sign of Four, The Hound of the Baskervilles and The Valley of Fear. We continue our four episode series on the second novel, The Sign of Four by reviewing how Holmes' investigative techniques can be applied to enhance corporate compliance efforts. We unpack five key lessons including methodical investigation, clear communication, understanding human behavior, constant vigilance, and unwavering integrity. By adopting these principles, organizations can improve transparency, proactive risk management, and ultimately safeguard their reputation and ethical standing. Highlights Include · Lesson 1: Methodical Investigation and Attention to Detail · Lesson 2: The Importance of Clear Communication · Lesson 3: Understanding Human Behavior · Lesson 4: Vigilance Against Complacency · Lesson 5: Integrity and Ethical Fortitude · Conclusion: Applying Holmes' Principles to Modern Compliance Resources The New Annotated Sherlock Holmes Sherlock Holmes FAQ by Dave Thompson Connect with Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices
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    15 分
  • The Novels-The Sign of Four, Introduction and Compliance Lessons Learned

    The Novels-The Sign of Four, Introduction and Compliance Lessons Learned
    2025/06/02
    In this new season of Adventures in Compliance, host Tom Fox takes a deep dive into the Sherlock Holmes novels. Over this season I will take a deep dive into each novel over a four part series. The four novels we will consider from the ethics and compliance perspective are A Study in Scarlet, The Sign of Four, The Hound of the Baskervilles and The Valley of Fear. For our second offering this season, we begin with The Sign of Four. In this Part 1 of our four part exploration we dive into the synopsis of the story and extracts five key compliance lessons: (1) Methodical investigation and attention to detail, (2) The importance of clear and open communication, )(3) Understanding human behavior, (4) Vigilance against complacency, and (5) Integrity and ethical fortitude. These lessons underline the timeless relevance of Sherlock Holmes’ methods for modern compliance professionals. Tune in for an engaging blend of classic literature and practical compliance insights. Highlights Include · Deep Dive into 'The Sign of Four' · Key Compliance Lessons from 'The Sign of Four' · Methodical Investigation and Attention to Detail · Clear and Open Communication · Understanding Human Behavior · Vigilance Against Complacency · Integrity and Ethical Fortitude Resources The New Annotated Sherlock Holmes Sherlock Holmes FAQ by Dave Thompson Connect with Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices
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    20 分
  • The Novels - Business Lessons from A Study in Scarlet

    The Novels - Business Lessons from A Study in Scarlet
    2025/05/19
    In this new season of Adventures in Compliance, host Tom Fox takes a deep dive into the Sherlock Holmes novels. Over this season, Tom will deeply dive into each novel over a four-part series. The four novels he will consider from the ethics and compliance perspective are A Study in Scarlet, The Sign of Four, The Hound of the Baskervilles, and The Valley of Fear. Tom begins with A Study in Scarlet for our new season’s first offering. In Part 4, we deeply dive into the business lessons compliance professionals can learn from the story. Key takeaways include cultivating diversified skill sets, fostering a trust-based culture, valuing objective feedback, integrating emotional intelligence, and optimizing structured communications. These principles are explored in depth to provide actionable strategies for compliance professionals. The episode concludes a special four-part series on the novel with an invitation to join the next series on ‘The Sign of Four.’ Highlights include: Deep Dive into ‘A Study in Scarlet’ Business Lessons from Sherlock Holmes Integrating Holmes’ Wisdom into Compliance Resources: The New Annotated Sherlock Holmes Sherlock Holmes FAQ by Dave Thompson Connect with Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices
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    16 分
  • Investigate Lessons from A Study in Scarlet

    Investigate Lessons from A Study in Scarlet
    2025/05/12
    In this new season of Adventures in Compliance, host Tom Fox takes a deep dive into the Sherlock Holmes novels. Over this season I will take a deep dive into each novel over a four part series. The four novels we will consider from the ethics and compliance perspective are A Study in Scarlet, The Sign of Four, The Hound of the Baskervilles and The Valley of Fear. For our first offering this new Season, we begin with A Study in Scarlet. In this Part 3, I take a deep dive into the investigative lessons learned from the story. When Sir Arthur Conan Doyle introduced the world to Sherlock Holmes in A Study in Scarlet, he didn’t just give us the greatest fictional detective of all time—he gave compliance professionals a master class in investigative method. Holmes, through his cool logic, careful observation, and relentless pursuit of truth, modeled what every corporate investigator should aspire to emulate. From his analysis of a crime scene to his use of deceptive tactics to expose a suspect, Holmes’ first published case offers a trove of lessons that remain strikingly relevant to modern compliance programs, especially when dealing with internal investigations, whistleblower reports, and root cause analysis. Here are five enduring investigative lessons, grounded in the facts of A Study in Scarlet, that today’s compliance professionals can apply in their own work. Highlights Include · Let the Evidence Speak First—Not the Theory · Small Clues Are Often the Most Telling · Reconstruct the Incident with Logic and Imagination · Use Deception Strategically to Draw Out Truth · Motive Often Lies in the Past—Not Just in the Present Crime Resources The New Annotated Sherlock Holmes Sherlock Holmes FAQ by Dave Thompson Connect with Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices
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    13 分
  • The Novels - A Study in Scarlet, Dr. Watson

    The Novels - A Study in Scarlet, Dr. Watson
    2025/05/05
    In this new season of Adventures in Compliance, host Tom Fox will dive deep into the Sherlock Holmes novels. Over this season, Tom will do so in a four-part series. The four novels we will consider from the ethics and compliance perspective are A Study in Scarlet, The Sign of Four, The Hound of the Baskervilles, and The Valley of Fear. We begin with A Study in Scarlet for our first offering this new season. In Part 2, Tom will take a deep dive into Dr. Watson, how he and Holmes met, and Watson’s contributions to their partnership and consider Watson’s professional training as a doctor, his war services and injuries during the Second Anglo-Afghan War, and his return to England, all leading to his initial introduction to Holmes by their mutual acquaintance Stamford. Watson’s involvement in the case helps Holmes move beyond isolated brilliance to true investigative mastery. In compliance, pairing sharp analytic talent with professionals rooted in operational or practical experience often yields the strongest compliance strategies. Highlights include: Diversified Skill Sets Trust Encourages Innovation Objective Feedback Sharpens Analysis Emotional Intelligence Deepens Understanding Structured Communication Improves Decision-Making Resources: The New Annotated Sherlock Holmes Sherlock Holmes FAQ by Dave Thompson Connect with Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices
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    21 分
  • The Novels - A Study in Scarlet, Introduction to Compliance Lessons

    The Novels - A Study in Scarlet, Introduction to Compliance Lessons
    2025/04/28
    In this new season of Adventures in Compliance, host Tom Fox will explore the Sherlock Holmes novels in depth. Over the course of this season, Tom will do so in a four-part series. The four novels we will consider from the ethics and compliance perspective are A Study in Scarlet, The Sign of Four, The Hound of the Baskervilles, and The Valley of Fear. For our first offering this season, we begin with A Study in Scarlet. In part 1 of our four-part exploration of this novel, which introduced Sherlock Holmes and Dr. Watson to the world. We begin by summarizing the novel’s plot, which dsummarizeiscusses key events and Holmes’ brilliant deductive methods. We then take a deep dive into five critical compliance lessons from the story, including the dangers of institutional abuse of power, the imperative for structured justice, the necessity of root cause analysis, due diligence, and transparent communication within organizations. Join us for an engaging episode that underscores the relevance of Sherlock Holmes’ investigative strategies to modern compliance practices. Highlights include: Welcome to a New Season of Adventures in Compliance The Summary of and a Deep Dive into ‘A Study in Scarlet’ Ethical Lessons for Compliance Professionals Resources: The New Annotated Sherlock Holmes Sherlock Holmes FAQ by Dave Thompson Connect with Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices
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    14 分
  • Compliance Lessons from The Adventure of Shoscombe Old Place

    Compliance Lessons from The Adventure of Shoscombe Old Place
    2025/02/24
    In this episode of the award-winning podcast ‘Adventures in Compliance,’ host Tom Fox dives into the compliance lessons from the Sherlock Holmes story ‘The Adventure of Shoscombe Old Place.’ This story, the final Sherlock Holmes short story collection, ‘The Case-Book of Sherlock Holmes’ by Sir Arthur Conan Doyle, provides rich insights into business ethics, investigative strategies, and leadership. The plot revolves around the suspicious activities at Shoscombe Old Place, a racing stable where Sir Robert Norberton engages in a series of questionable actions to save himself from financial ruin. Key compliance takeaways include the importance of due diligence, awareness of hidden vulnerabilities, and balancing trust with verification. Tom Fox translates these elements into contemporary corporate compliance lessons, urging listeners to maintain vigilance and skepticism, conduct thorough audits, and foster a culture of ethical behavior and proactive remediation. Key highlights: Compliance Lessons from The Adventure of Shoscombe Old Place Holmes’ Investigation Unfolds Unveiling the Truth Resources: The New Annotated Sherlock Holmes Connect with Tom Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices
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    12 分
  • Institutional Justice and Institutional Fairness Lessons from The Adventure of the Veiled Lodger

    Institutional Justice and Institutional Fairness Lessons from The Adventure of the Veiled Lodger
    2025/02/17
    In this new season of Adventures in Compliance, host Tom Fox takes a deep dive into Arthur Conan Doyle’s Sherlock Holmes collection, The Case-Book of Sherlock Holmes. It is the final set of twelve Sherlock Holmes short stories, first published in the Strand Magazine between October 1921 and April 1927. In this episode, we consider the story The Adventure of the Veiled Lodger. Tom emphasizes the importance of fairness and transparency in compliance investigations, accountability without retaliation, encouraging whistleblowers, and addressing systemic failures. The episode also highlights how ethics and compliance must be ingrained in corporate culture, reflecting principles from the Department of Justice’s 2020 and 2024 updates to the Evaluation of Corporate Compliance Programs. Through Holmes’ empathetic approach, compliance professionals can learn the importance of contextual investigations and the pursuit of institutional justice. Fox invites Sherlock Holmes enthusiasts to engage in discussions about the stories and underscores the role of compliance in fostering a fair and ethical workplace. Highlights Include The Story of the Veiled Lodger Lessons on Institutional Justice and Fairness Lessons for CCOs Resources: The New Annotated Sherlock Holmes Sherlock Holmes FAQ by Dave Thompson For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here. Connect with Tom Fox Instagram Facebook YouTube Twitter LinkedIn Learn more about your ad choices. Visit megaphone.fm/adchoices
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    13 分