• DFSA releases CP-160 - an update to the Client Assets Regime

  • 2024/08/06
  • 再生時間： 3 分
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DFSA releases CP-160 - an update to the Client Assets Regime

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  • The proposals in this paper are intended to provide more clarity on what the DFSA requires from: (i) Authorised Firms that fall within the scope of the Client Assets regime; and (ii) Registered Auditors that prepare Client Asset Auditor’s Reports.
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The proposals in this paper are intended to provide more clarity on what the DFSA requires from: (i) Authorised Firms that fall within the scope of the Client Assets regime; and (ii) Registered Auditors that prepare Client Asset Auditor’s Reports.
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