Episode 5 of The Synergy Compliance Podcast is chock full of valuable insights from Synergy's Business Process and Systems Manager, Darian Powell. She recently sat down with host Scott P. Gill to talk about how to effectively run your firm by creating alignment between data collection and evaluation, and core processes and workflows that drive your businesses operations.

Tune in to hear Scott P. Gill chat with his long time friend and fellow compliance industry expert, Kristen Guerrero, as they talk about everything from navigating the registration process, to creating tailored compliance solutions for RIAs. Scott and Kristen share a similar consulting philosophy: ask the right questions to understand and support their clients.

Kristen is the owner of RIA Compliance Key and recently collaborated on Beyond the Broker: Navigation Financial Advisory Independence, a guide to building a thriving, independent advisory practice.

Host Scott P. Gill sits down with David Gill in this episode of The Synergy Compliance Podcast to learn what valuable lessons we can learn from non-financial industries. Tune in as they discuss lean operations and continuous improvement inspired by manufacturing and logistics industries; customer journey mapping and experience optimization inspired by the hospitality industry; data driven decision making and using KPIs inspired by startup culture; and cross-functional agility and internal collaboration inspired by the software development industry.