Beyond The Bank

著者： Andrew Auerbach and Jean Blacklock
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  • Join hosts Andrew Auerbach and Jean Blacklock as they explore the future of Canadian wealth management.
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  • 21: Sandra Corelli on Leadership, Inclusion, and Navigating Wealth Management Challenges

    21: Sandra Corelli on Leadership, Inclusion, and Navigating Wealth Management Challenges
    2024/10/24
    In this episode of Beyond the Bank, Jean Blacklock is joined by Sandra Corelli, Founder and CEO of Humanicity Consulting Group, to discuss the human side of leadership in wealth management. Sandra shares her journey from financial services to leading a boutique leadership development firm, offering insights into effective communication, psychological safety, and preventing burnout in teams. The conversation also explores how wealth advisors can support clients facing personal challenges related to money, values, and family dynamics.
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    45 分
  • 20: Terry Jenkins' Journey Through Canadian and U.S. Wealth Leadership

    20: Terry Jenkins' Journey Through Canadian and U.S. Wealth Leadership
    2024/10/16
    In this insightful episode of Beyond the Bank, Andrew Auerbach sits down with longtime friend and industry veteran Terry Jenkins, who has held senior executive roles in both Canadian and U.S. wealth management. Terry shares his extensive career journey, from leading teams at KeyBank Wealth Management and BMO Harris Wealth Management to his advisory roles in growing RIAs. Together, they explore leadership lessons, the evolving landscape of wealth management, and the tremendous opportunities awaiting the next generation of advisors. Terry offers unique insights into the differences between the U.S. and Canadian markets, the importance of cultural diversity in wealth advisory, and the critical role of staying grounded in the numbers. A must-listen for anyone interested in the future of the wealth management industry.
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    55 分
  • 19: Jason Streicher on Compliance and Registration in Wealth Management

    19: Jason Streicher on Compliance and Registration in Wealth Management
    2024/10/10
    In Episode 19 of Beyond the Bank, Andrew Auerbach is joined by Jason Streicher, Senior Legal Counsel at AUM Law, to discuss the intricacies of compliance and registration in wealth management. Drawing on over 25 years of experience, Jason delves into the evolving regulatory landscape, emphasizing the critical role of chief compliance officers and the importance of meeting both traditional and modern standards for registration. They explore key challenges in establishing independent firms, including how to qualify as an advising representative and chief compliance officer, and how regulatory scrutiny has shifted in the post-2008 financial crisis era. Jason offers practical advice for firms looking to register and maintain strong compliance systems, underscoring the need for collaboration and transparency with regulators to ensure success.
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    58 分

あらすじ・解説

Join hosts Andrew Auerbach and Jean Blacklock as they explore the future of Canadian wealth management.
個人ファイナンス 経済学
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