エピソード

  • Revolutionizing Speak Up: Ariel Weindling on Enhancing Whistleblower Systems

    Revolutionizing Speak Up: Ariel Weindling on Enhancing Whistleblower Systems
    2025/06/09
    Welcome to the award-winning FCPA Compliance Report, the longest running podcast in compliance. Today, I welcome back Ariel Weindling, founder of Not Me, a whistleblower reporting solution, to discuss innovations and strategies for enhancing speak-up cultures in organizations. Weindling, with a background in employment law, critiques current whistleblower systems for being more about regulatory compliance than true employee engagement. He shares insights on implementing effective speak-up programs, emphasizing the need for trust, timely resolution, and a listening culture. Wendling also highlights key findings from over 20,000 reports through Not Me, including common issues reported and the importance of leadership in fostering a speak-up culture. Key Highlights · Challenges in Current Speak Up Cultures · Building Effective Compliance Programs · Evaluating Existing Speak Up Systems · The Importance of Listening in Speak Up Cultures · Role of Leadership in Speak Up Culture · Innovations in the Speak Up Space Resources Ariel Weindling on LinkedIn Not Me (Company) Tom Fox Instagram Facebook YouTube Twitter LinkedIn For more information on the use of AI in Compliance programs, my new book, Upping Your Game. You can purchase a copy of the book on Amazon.com Learn more about your ad choices. Visit megaphone.fm/adchoices
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    31 分
  • The Role of Culture and Data in Fraud Risk Management: A Conversation with Vincent Walden

    The Role of Culture and Data in Fraud Risk Management: A Conversation with Vincent Walden
    2025/06/02
    Welcome to the award-winning FCPA Compliance Report, the longest running podcast in compliance. This is a very special episode. Today, I cross post an episode from the BCG Podcast. In it host Hanjo Siebert visits with konaAI CEO Vince Walden. They discuss the critical role of data and culture in achieving effective compliance. They explore the importance of interdepartmental collaboration, the evolving compliance landscape, and real-world examples of fraud detection. Walden emphasizes that while strategy is important, a strong organizational culture is essential for successful execution. He explains how data serves as a transparency agent and outlines the need for a collective approach to fraud risk management. Listen in to gain insights into the challenges and best practices in modern compliance. Key Highlights · The Importance of Transaction Monitoring · Challenges in Fraud Risk Management · Collaborative Approaches to Compliance · Kona AI's Role in Modern Compliance · Real-World Fraud Cases and Lessons Learned · The Impact of Business Culture on Fraud Prevention · Fostering a Culture of Transparency Resources Vince Walden on LinkedIn KonaAI Original Podcast Recording Tom Fox Instagram Facebook YouTube Twitter LinkedIn For more information on the use of AI in Compliance programs, my new book, Upping Your Game. You can purchase a copy of the book on Amazon.com Learn more about your ad choices. Visit megaphone.fm/adchoices
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    28 分
  • The Power of Peer Support and Purpose Driven Leadership with Sarah Cole

    The Power of Peer Support and Purpose Driven Leadership with Sarah Cole
    2025/05/19
    Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. This is a very special episode. Today, Tom Fox visited with Sarah Cole, a former solicitor turned founder of Integrity First Coaching and Cole Forums. Sarah shares her journey from litigation to running legal events and eventually founding her peer support organization for senior executives. She discusses the isolation leaders feel, the importance of embedding values into corporate behavior, and the critical need for purpose-driven leadership. Sarah emphasizes the complexities faced by modern leaders, including decision fatigue and the importance of self-care. She also discusses the benefits of safe, confidential peer support environments, which can provide truthful feedback and help leaders navigate ethical and emotional challenges. Key highlights: Sarah Cole’s Professional Journey Founding Integrity First Coaching and Coal Forums The Power of Peer Support for Leaders Challenges and Complexities of Modern Leadership Purpose-Driven Leadership Resources Sarah Cole on LinkedIn coleforums.com (Company) integrityfirstcoaching.com (Company) coleforums.com/leaderspodcast (Podcast) Tom Fox Instagram Facebook YouTube Twitter LinkedIn For more information on the use of AI in Compliance programs, see Tom Fox’s new book, Upping Your Game. You can purchase a copy of the book on Amazon.com Learn more about your ad choices. Visit megaphone.fm/adchoices
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    29 分
  • Upping Your Game in Compliance

    Upping Your Game in Compliance
    2025/05/12
    Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. This is a very special episode. This podcast comes from a webinar hosted by KonaAI on Tom Fox’s latest book, Ûpping Your Game. On this webinar, Tom is joined by Vince Walden, CEO of konaAI; Hemma Lomax, Deputy General Counsel, Vice President, Global Head of Ethics and Compliance at Docusign; and Carl Hahn and Matt Galvin, both from Gentic Global Advisors PLLC. The discussion revolves around compliance, with thought leaders delving into how organizations can enhance their performance by utilizing emerging technologies and compliance strategies. The conversation begins with a focus on the transformative role of AI in compliance, highlighting its ability to support continuous monitoring, predictive analytics, and embedding compliance into day-to-day business operations. The panel emphasizes the rise of “compliance as a service” and the growing need to prioritize user experience, particularly in third-party risk management and digital transformations. The panel addresses key challenges, such as overcoming resistance from business process owners, and emphasizes the importance of using data strategically to drive better compliance outcomes. The panel introduces the concept of the “Office of Unlock” as a collaborative model to break down silos and promote agility. They also discuss change management, AI governance, and tailoring compliance communications to specific audiences. The episode concludes with practical advice for compliance officers and a forward-looking discussion on aligning compliance programs with evolving organizational and regulatory landscapes. Key highlights: Upping Your Game Embedded Compliance What’s the business value? What steps should you take right now Resources Hemma Lomax on LinkedIn Vince Walden on LinkedIn Matt Galvin on LinkedIn Carl Hahn on LinkedIn KonaAI Gentic Global Advisors Tom Fox Instagram Facebook YouTube Twitter LinkedIn For more information on the use of AI in compliance programs, see Tom Fox’s new book, Upping Your Game. You can purchase a copy of the book on Amazon.com. Learn more about your ad choices. Visit megaphone.fm/adchoices
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    57 分
  • Ethical Decision-Making in Times of Change

    Ethical Decision-Making in Times of Change
    2025/05/05
    Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. This is a very special episode. Tom Fox is joined by Lisa Fine, Ellen Hunt, and Hemma Lomax from the Great Women in Compliance podcast for our annual GWIC/FCPA Compliance Report cross-post podcast. We recorded this at Compliance Week 2025. In this year of uncertainty and change in compliance, we discussed the need to revisit and emphasize foundational ethics amid the evolving compliance landscape, seeing uncertainty as a chance for professional growth and deeper ethical reflection. We also discussed integrating ethics into compliance functions and advocating for a community-oriented approach that respects diverse viewpoints and fosters global perspectives; highlighted the importance of innovative strategies and understanding human behavior, advocating for creative approaches like podcasts to foster a speak-up culture and stressing the use of technology and coaching to enhance ethical decision-making, ultimately contributing to a robust corporate culture capable of navigating international compliance challenges. Key highlights: Ethical Decision-Making in Times of Change and in a Global Business Arena Global Training Program for Anti-Corruption Enforcement Promoting Ethical Culture and Fair Treatment Harnessing Collective Energy for Compliance Excellence Resources: Lisa Fine on LinkedIn Ellen Hunt on LinkedIn Hemma Lomax on LinkedIn Tom Fox Instagram Facebook YouTube Twitter LinkedIn For more information on the use of AI in Compliance programs, see my new book, Upping Your Game. You can purchase a copy of the book on Amazon.com Learn more about your ad choices. Visit megaphone.fm/adchoices
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    28 分
  • From Compliance to Commercial Value: Removing Friction with AI

    From Compliance to Commercial Value: Removing Friction with AI
    2025/04/28
    Welcome to the award-winning FCPA Compliance Report, the longest-running compliance podcast. In this episode, Tom welcomes back Jag Lamba, CEO at Certa, to discuss the use of GenAI in compliance tools. Lamba advocates for the transformative power of artificial intelligence in revolutionizing third-party risk management. Lamba believes businesses can streamline processes, reduce friction, and enhance decision-making throughout various phases of third-party interactions by leveraging AI, particularly generative AI and natural language processing tools. He emphasizes that AI can simplify complex tasks like analyzing extensive reports and identifying specific risks, thus improving compliance reporting and operational efficiency. Lamba envisions a future where AI seamlessly integrates into core business operations, making compliance management an inherent and valuable aspect of organizational workflows, particularly benefiting smaller and mid-sized companies. Key highlights: Automating Third-Party Risk Management with AI AI-powered Tools Enhancing Third Party Risk Management AI-driven Automation for Enhanced Compliance Reporting Automating Compliance Tasks to Boost Operational Efficiency Resources: Jag Lamba on Linkedin Certa AI Tom Fox Instagram Facebook YouTube Twitter LinkedIn For more information on the use of AI in Compliance programs, see my new book, Upping Your Game. You can purchase a copy of the book on Amazon.com Learn more about your ad choices. Visit megaphone.fm/adchoices
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    37 分
  • Ellen Hunt on Compliance ROI and on a Due Diligence and the US Sentencing Guidelines

    Ellen Hunt on Compliance ROI and on a Due Diligence and the US Sentencing Guidelines
    2025/04/25
    In this episode of the Diligent Compliance Week 2025 Speaker Preview Podcasts series, Ellen Hunt discusses her two presentations at Compliance Week 2025, “Culture Effectiveness and ROI: How to Move the Needle” and “Assessing Effectiveness: Do the 30-Year-Old Federal Sentencing Guidelines Still Work? “ In her first panel presentation, they will discuss the following: Demonstrate measurable and quantifiable ROI Build psychological safety that drives ethical decision-making and engagement. Navigate matrix environments to expand the influence. Use data to tell compelling compliance success stories. Partner with the C-suite to help them navigate disruptive changes, including deregulation and major economic geopolitical shifts. In her second presentation, she and Carrie Penman, the Chief Risk and Compliance Officer at Navex, will debate whether the US Sentencing Guidelines should be updated. I hope you can join us at Compliance Week’s 20th Anniversary National Conference. This year’s event will be held April 28-30 at The Mayflower Hotel, Autograph Collection, Washington, D.C. The lineup is first-rate, with some top ethics and compliance practitioners around. Drop by the Diligent booth for some Compliance Podcast Network coffee to gain insights and make connections at the industry’s premier cross-industry national compliance event, offering knowledge-packed, accredited sessions and take-home advice from the most influential leaders in the compliance community. Back for its 20th year, compliance, ethics, legal, and audit professionals will gather safely face-to-face to benchmark best practices and gain the latest tactics and strategies to enhance their compliance programs. Learn more about your ad choices. Visit megaphone.fm/adchoices
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    5 分
  • Amanda Carty on a Due Diligence and Risk Management

    Amanda Carty on a Due Diligence and Risk Management
    2025/04/24
    In this episode of the Diligent Compliance Week 2025 Speaker Preview Podcasts series, Amanda Carty discusses her presentation at Compliance Week 2025, “Going Beyond Due Diligence in Risk Management”. Some of the issues she will discuss: · Demonstrate measurable and quantifiable ROI · Build psychological safety that drives ethical decision-making and engagement · Navigate matrix environments to expand influence · Use data to tell compelling compliance success stories · Partner with the C-suite to help them navigate disruptive changes including deregulation and major geopolitical shifts in the economy. I hope you can join me at Compliance Week 2025. This year’s event will be April 28-30 at the Mayflower Hotel in Washington DC. The line-up of this year’s event is simply first rate with some of the top ethics and compliance practitioners around. Drop by the Diligent booth for some Compliance Podcast Network coffee and to gain insights and make connections at the industry’s premier cross-industry national compliance event offering knowledge-packed, accredited sessions and take-home advice from the most influential leaders in the compliance community. Back for its 20th year, compliance, ethics, legal, and audit professionals will gather safely face-to-face to benchmark best practices and gain the latest tactics and strategies to enhance their compliance programs. Learn more about your ad choices. Visit megaphone.fm/adchoices
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    4 分